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This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated on 7th February 2011. How far should a financial regulator be allowed to interfere with product design and price in the interests of protecting...
This guide is subject to UK law and was last updated on 19th January 2011 . Over 2500 financial services firms are likely to be affected by changes to the Remuneration Code which came into effect o...
This guide is based on UK law and was last updated in August 2012.
This guide is subject to UK law and was last updated on 5th May 2010. A platform is an online service that allows financial advisers to manage their clients' investment portfolios. Some platforms c...
This guide is based on an EU Directive and how it applies in the UK. It was last reviewed in September 2009. The aim of the Payment Services Directive (PSD) is to enhance efficiency, competition an...
This guide was last reviewed in 2008. The European Union's Directive on the Distance Marketing of Financial Services (the "Directive") came into force on 23 September 2002. It governs the sale of...
This guide is based on UK law. It was last updated in February 2008. As well as rules set down by the Financial Services Authority, financial services companies who sell online must comply with...
This guide is based on UK law. It was last updated in September 2008. Businesses which: provide credit or loans hold deposits give investment advice sell insurance policies sell investment products...