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This guide was updated in October 2013.
Some of the terms used in the Alternative Investment Fund Managers' Directive (AIFMD) are subject to definitions provided by EU financial regulator the European Securities and Markets Authority (ESMA).
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated in June 2013.
This guide is subject to UK law and was last updated on 7th February 2011. How far should a financial regulator be allowed to interfere with product design and price in the interests of protecting...
This guide is subject to UK law and was last updated on 19th January 2011 . Over 2500 financial services firms are likely to be affected by changes to the Remuneration Code which came into effect o...
This guide was last updated in July 2013.
This guide is based on UK law and was last updated in August 2012.
This guide is subject to UK law and was last updated on 5th May 2010. A platform is an online service that allows financial advisers to manage their clients' investment portfolios. Some platforms c...