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The new financial regulations have published their respective policies on "regulatory failure", including details of the factors they will take into account when deciding whether to carry out an investigation into possible failings. 22 Apr 2013
The international task force chaired by the UK's chief financial regulator has published draft "principles" intended to "strengthen the reliability and integrity of benchmarks used in the financial markets". 18 Apr 2013
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated on 7th February 2011. How far should a financial regulator be allowed to interfere with product design and price in the interests of protecting...
This guide is subject to UK law and was last updated on 19th January 2011 . Over 2500 financial services firms are likely to be affected by changes to the Remuneration Code which came into effect o...
This guide is based on UK law and was last updated in August 2012.
This guide is subject to UK law and was last updated on 5th May 2010. A platform is an online service that allows financial advisers to manage their clients' investment portfolios. Some platforms c...
The number of complaints opened against each of the UK's biggest banks dropped in the second half of 2012, however complaints relating to payment protection and other insurance products are still on the increase, the regulator has said. 16 Apr 2013
Banks, credit card companies, regulators and all providers of payment services, including third-party providers (TPPs), should be obliged to share information with one another about security risks they encounter in relation to payment systems, the UK's Payments... 15 Apr 2013
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