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Platforms that allow prospective investors to use 'decision trees' to determine what investments to make may be considered to be offering regulated advice to those clients in certain circumstances, the UK financial regulator has said. 14 Jul 2014
The Financial Conduct Authority (FCA) has given its first indication that it is hoping to loosen regulatory restrictions on firms that provide "simplified" advice targeted at lower-value, non-sophisticated clients. 25 Apr 2014
This guide is subject to UK law and was last updated in July 2013.
This guide is subject to UK law and was last updated in June 2012 .
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated in June 2013.
This guide is subject to UK law and was last updated in October 2011. The Financial Services Authority (FSA) has published draft guidance on how simplified advice will fit into the new financial advice regime when the Retail Distribution Review (RDR)...
The majority of UK financial adviser businesses are failing to provide investors with sufficient information about the cost of their services, according to a study by the Financial Conduct Authority (FCA). 08 Apr 2014
Focusing business activity around delivering the best customer outcomes and not treating regulatory compliance as a "bolt on" task will help platform providers adhere to new rules which are due to take effect next month, an industry insider has said. 24 Mar 2014
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