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The UK's City watchdog has issued new finalised guidance on what it considers to constitute the provision of regulated retail investment advice and personal recommendations. 22 Jan 2015
Consumers are still struggling to understand the meanings of the regulatory labels applied to different types of financial advice, such as "independent" and "restricted", two years after the introduction of new transparency rules, the Financial Conduct Authority... 16 Dec 2014
This guide is subject to UK law and was last updated in July 2013.
This guide is subject to UK law and was last updated in June 2012 .
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated in June 2013.
This guide is subject to UK law and was last updated in October 2011. The Financial Services Authority (FSA) has published draft guidance on how simplified advice will fit into the new financial advice regime when the Retail Distribution Review (RDR)...
FOCUS: The UK government is developing the rules that will govern local authorities' provision of advice on adult social care. Financial advisers should play an important part in this. 22 Oct 2014
FOCUS: Unless financial regulator the Financial Conduct Authority (FCA) reins in the ability of the Financial Ombudsman Service (FOS) to challenge sales of financial products based on simplified advice, innovation in that market is unlikely to flourish. ... 16 Oct 2014
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