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Criticism of the way businesses operating in the retail investment advice market have approached changes in regulation should not disguise the fact that the changes themselves may not be benefiting consumers, an expert has said. 10 Sep 2014
Platforms that allow prospective investors to use 'decision trees' to determine what investments to make may be considered to be offering regulated advice to those clients in certain circumstances, the UK financial regulator has said. 14 Jul 2014
This guide is subject to UK law and was last updated in July 2013.
This guide is subject to UK law and was last updated in June 2012 .
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated in June 2013.
This guide is subject to UK law and was last updated in October 2011. The Financial Services Authority (FSA) has published draft guidance on how simplified advice will fit into the new financial advice regime when the Retail Distribution Review (RDR)...
The Financial Conduct Authority (FCA) has given its first indication that it is hoping to loosen regulatory restrictions on firms that provide "simplified" advice targeted at lower-value, non-sophisticated clients. 25 Apr 2014
The majority of UK financial adviser businesses are failing to provide investors with sufficient information about the cost of their services, according to a study by the Financial Conduct Authority (FCA). 08 Apr 2014
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