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Platforms are too slow in transferring customers' assets to other platforms, the City regulator in the UK has said. 04 Mar 2014
Platforms will not have to pay VAT on transactions they execute or for holding customers' assets under new guidelines HM Revenue & Customs (HMRC) appear set to release, according to a financial services industry trade publication. 06 Feb 2014
This guide is subject to UK law and was last updated in July 2013.
This guide is subject to UK law and was last updated in June 2012 .
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated in June 2013.
This guide is subject to UK law and was last updated in October 2011. The Financial Services Authority (FSA) has published draft guidance on how simplified advice will fit into the new financial advice regime when the Retail Distribution Review (RDR)...
The Financial Conduct Authority (FCA) is assessing why many retail investment platforms have shown a preference for providing non-advised services over services that streamline and automate financial advice. 29 Jan 2014
Retail investment product providers and financial advisers face a clampdown on the type and levels of payments that can be made between them under new guidelines outlined by the Financial Conduct Authority (FCA). 16 Jan 2014
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