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14 Jan 2013
The number of financial services staff dismissed or suspended for reasons including wrongdoing has reached its highest level in five years according to Pinsent Masons, the law firm behind Out-Law.com.
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11 Jan 2013
Major international banks have been given until the beginning of 2016 to implement new risk management and reporting principles agreed by global regulators.
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09 Jan 2013
FOCUS: Companies involved in financial market infrastructures (FMIs) will have to engage in more self-assessment and will have to more carefully consider how their businesses are structured under new regulatory plans published by the Bank of England....
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21 Dec 2012
A new financial services regulatory regime will be established from April, the Government has announced, following the granting of Royal Assent to the Financial Services Bill.
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11 Dec 2012
HSBC has agreed to pay more than $1.9 billion to settle claims that the systems it had in place to prevent money laundering activity were insufficient.
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10 Dec 2012
Banks face regulatory risks when responding to customers through social media channels, an expert has said.
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07 Dec 2012
Members of the peer to peer finance industry have called on UK and European policymakers to create a "distinct, proportionately regulated" regime for the growing industry.
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06 Dec 2012
Clear, unambiguous rules on the administration of, and submitting to, the London Interbank Offered Rate (LIBOR) and other benchmarks will be included in the regulatory handbook, the Financial Services Authority (FSA) has said.
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05 Dec 2012
The Financial Services Authority (FSA) is consulting on a new power that will enable regulators to ban financial products without consultation in certain circumstances.
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03 Dec 2012
The Financial Services Authority (FSA) will not set out finalised rules that platform providers will have to adhere to under its Retail Distribution Review (RDR) reforms until HM Revenue & Customs (HMRC) has clarified rules on the "tax treatment"...
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