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Most insurance brokers' systems and controls for managing bribery and corruption risks are not wholly effective, the Financial Conduct Authority (FCA) has found. 21 Nov 2014
FOCUS: Last year, the Financial Conduct Authority (FCA) said that it wanted to look carefully at non-advised and simplified advice models and outcomes for their consumers. However, two new papers on retail investment advice now published for consultation... 01 Aug 2014
Those producing or selling packaged retail investment and insurance-based investment products (PRIIPs) will have to produce key information documents (KIDs) as a result of planned EU legislation designed to make it easier for retail investors to compare products...
This guide was last updated in July 2012.
This guide is subject to UK law and was last updated on 26th August 2010. A recently published Business Brief from HM Revenue and Customs (HMRC) will help determine when insurance introductory...
This guide is based on UK law. It was last updated on 20th November 2008. From 1st April 2009, insurance intermediaries in the UK will be subject to new rules and guidance on outsourcing and managi...
This guide is based on the law of England and Wales. It was last updated on 9th December 2010. Insurance brokers acting on behalf of an insured can be paid for their services in a variety of ways....
This guide is based on UK law. It was last updated on 20th February 2008. The scope of the VAT exemption for insurance brokers and agents has been a grey area for some time. Most recently, the...
Selling insurance policies as an "add-on" to purchasers of other financial services or products such as cars and mobile phones often lead to consumers purchasing poor value, unnecessary products, the financial services watchdog has confirmed. 29 Jul 2014
UK regulators have backed proposed new EU rules which would further separate the costs of conducting research from dealing commission charges passed on to consumers to cover the cost to a fund manager of executing trades and related services. 15 Jul 2014
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