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The Financial Conduct Authority (FCA) has promised better governance and more formal recording of its use of attestations, or personal commitments from approved persons at regulated firms, following industry unease about the practice. 27 Aug 2014
The UK's insurance regulator has set out a rough timetable of when it expects to be able to confirm various aspects of a new EU-wide solvency and risk management framework in an attempt to address some of the "uncertainty" around the implementation of the... 20 Aug 2014
Those producing or selling packaged retail investment and insurance-based investment products (PRIIPs) will have to produce key information documents (KIDs) as a result of planned EU legislation designed to make it easier for retail investors to compare products...
On 28 March 2014, the Financial Conduct Authority (FCA) published a policy statement “PS14/5: Mutuality and with-profits funds: a way forward”.
This guide is based on the law of England and Wales. It was last updated in January 2013.
This guide was last updated in July 2012.
This guide is subject to UK law and was last updated in February 2012.
This guide is subject to UK law and was last updated on 19th January 2011. The FSA's revised Remuneration Code may not apply directly to insurers, but this does not mean they will be able to avoid...
The UK Treasury is seeking views from the insurance industry on the final provisions through which it will incorporate new EU-wide solvency and risk management rules into national law. 14 Aug 2014
FOCUS: Last year, the Financial Conduct Authority (FCA) said that it wanted to look carefully at non-advised and simplified advice models and outcomes for their consumers. However, two new papers on retail investment advice now published for consultation... 01 Aug 2014
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