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Changes to consumer credit laws will allow insurers to offer annual policies with premiums payable in monthly instalments without being at risk of providing regulated credit to their customers, an expert has said. 27 Feb 2015
Tougher rules designed to make "senior managers" at financial firms more accountable for failures on their watch will be extended to board members with "specific responsibilities" for aspects of that firm's "safety and soundness", UK financial regulators have... 24 Feb 2015
Financial regulators have been using attestations for a number of years to obtain personal commitments from named individuals about a particular state of affairs at their firms. However, recent moves by the Financial Conduct Authority (FCA) and Prudential...
Those producing or selling packaged retail investment and insurance-based investment products (PRIIPs) will have to produce key information documents (KIDs) as a result of planned EU legislation designed to make it easier for retail investors to compare products...
On 28 March 2014, the Financial Conduct Authority (FCA) published a policy statement “PS14/5: Mutuality and with-profits funds: a way forward”.
This guide is based on the law of England and Wales. It was last updated in January 2013.
This guide was last updated in July 2012.
This guide is subject to UK law and was last updated in February 2012.
The number of investigations into suspected wrongdoing by firms and individuals opened by the Financial Conduct Authority (FCA) rose by 20% last year, after a drop in 2013 while the new regulator was setting its priorities. 24 Feb 2015
FOCUS: Senior individuals working for insurance firms will become ever more directly responsible for the decisions that they make once the new regime proposed by financial regulators comes into force, in the latest example of increased personal accountability... 10 Feb 2015
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