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Different EU member states need to be consistent when considering and approving applications by insurers to use their own 'internal models' to calculate new capital requirements, according to the regulator. 21 Apr 2015
Senior staff at smaller insurance firms not subject to the new Solvency II EU-wide regulatory regime will be subject to complementary, but proportionate, regulatory oversight, according to the Financial Conduct Authority (FCA) and Prudential Regulation Authority... 31 Mar 2015
The 2015 Insurance Act will, subject to an 18-month transition period, introduce what the UK government has described as “the biggest reform to insurance contract law in more than a century”.
New rules will apply when insurers outsource "critical or important operation functions or activities" once the Solvency II regulatory regime comes into force on 1 January 2016. This short guide will provide a brief overview of the requirements, as well as...
Financial regulators have been using attestations for a number of years to obtain personal commitments from named individuals about a particular state of affairs at their firms. However, recent moves by the Financial Conduct Authority (FCA) and Prudential...
Those producing or selling packaged retail investment and insurance-based investment products (PRIIPs) will have to produce key information documents (KIDs) as a result of planned EU legislation designed to make it easier for retail investors to compare products...
On 28 March 2014, the Financial Conduct Authority (FCA) published a policy statement “PS14/5: Mutuality and with-profits funds: a way forward”.
This guide is based on the law of England and Wales. It was last updated in January 2013.
A significant increase in the number of whistleblowing cases opened by the Financial Conduct Authority (FCA) over the course of the last year shows that the regulator's increased focus on personal accountability is changing employee behaviour in the financial... 30 Mar 2015
UK financial services firms will be banned from using pre-ticked boxes and other methods to sell customers additional 'add-on' products when they are purchasing regulated financial products under plans published by the Financial Conduct Authority (FCA). 26 Mar 2015
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