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Hong Kong’s Insurance Authority (IA) has launched a three-month consultation on a proposed risk-based capital (RBC) framework for the territory’s insurance industry. 18 Sep 2014
Financial regulators are requiring fewer reports from senior persons at firms under regulatory investigation, but the cost to firms of these reports is soaring, according to recently-published letters from the Financial Conduct Authority (FCA). 04 Sep 2014
Those producing or selling packaged retail investment and insurance-based investment products (PRIIPs) will have to produce key information documents (KIDs) as a result of planned EU legislation designed to make it easier for retail investors to compare products...
On 28 March 2014, the Financial Conduct Authority (FCA) published a policy statement “PS14/5: Mutuality and with-profits funds: a way forward”.
This guide is based on the law of England and Wales. It was last updated in January 2013.
This guide was last updated in July 2012.
This guide is subject to UK law and was last updated in February 2012.
This guide is subject to UK law and was last updated on 19th January 2011. The FSA's revised Remuneration Code may not apply directly to insurers, but this does not mean they will be able to avoid...
The number of disputes between consumers and financial services firms referred to the financial services ombudsman (FOS) is beginning to fall, although complaints unrelated to payment protection insurance (PPI) have increased slightly, according to official... 03 Sep 2014
Firms planning to create their own methods of managing compliance with the upcoming new regulatory regime for European insurers will not be able to use additional capital held against their day to day liabilities to meet longer-term risks, the Prudential Regulation... 03 Sep 2014
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