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FCA fines and bans senior Swinton management figures over sales culture failings

The former chief executive, finance director and marketing director at a UK insurance provider have been served with fines by the Financial Conduct Authority (FCA) and banned from taking senior positions at other financial services companies in the future.... 10 Nov 2014

Changes to the regulation of UK with-profits insurance businesses

FOCUS: The two UK insurance regulators, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA), have issued papers setting out proposed changes to the regulation of with-profits business in the UK and their approaches to regulation... 29 Oct 2014

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Solvency II implementing rules propose less stringent capital requirements for "high quality" securities

European insurers will be able to reduce the amount of capital they hold against "high quality" security holdings including those in long-term low-risk infrastructure investments, according to final implementing Solvency II rules published by the European... 15 Oct 2014

EEA Life mis-selling case prompts further warning to advisers over unsuitability of 'death bond' investments

Firms that recommended or sold investments into the Guernsey-based EEA Life Settlements Fund to their clients have been urged to "re-examine" those sales to make sure that they have not been promoting unsuitable products, the regulator has said. 26 Sep 2014

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