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The UK's Financial Conduct Authority (FCA) has extended the deadline for financial firms providing services from the EU to the UK after Brexit to notify it under the Temporary Permissions Regime (TPR). 27 Mar 2019
The UK’s Financial Conduct Authority (FCA) has set out its priorities for the future regulation of the consumer credit sector, including the impact of the Senior Managers and Certification Regime (SMCR). 27 Mar 2019
This guide is subject to UK law and was last updated in July 2013.
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated in June 2013.
This guide is subject to UK law and was last updated on 9th August 2011.
This guide is subject to UK law and was last updated on 5th May 2010. A platform is an online service that allows financial advisers to manage their clients' investment portfolios. Some platforms c...
A new Foreign Investment Law passed by China will mean that all areas of business are open to foreign businesses unless declared otherwise on a 'negative list'. 21 Mar 2019
UK investment platforms have made considerable progress on improving the customer switching process and helping customers to shop around since the Financial Conduct Authority (FCA) began a study of the market, the regulator has said. 14 Mar 2019