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The UK’s Financial Conduct Authority has issued guidance for the firms and individuals it regulates ahead of Brexit, clarifying the areas where preparation is needed to meet new regulatory obligations. 06 Feb 2019
The Financial Ombudsman Service (FOS) has experienced a significant rise in the number of cases it is handling, its chief executive has told a House of Commons committee. 05 Feb 2019
Some of the terms used in the Alternative Investment Fund Managers' Directive (AIFMD) are subject to definitions provided by EU financial regulator the European Securities and Markets Authority (ESMA).
This guide was last updated in July 2013.
A majority of MPs have backed a call to expand the government-backed Women in Finance Charter to cover all businesses in the UK. 23 Jan 2019
Inbound passporting EEA financial services firms wishing to continue operating in the UK within the scope of their current permissions after Brexit, and fund managers wishing to continue to market passported funds in the UK after Brexit, can now do so by notifying... 07 Jan 2019