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The Financial Conduct Authority (FCA) will carry out an investment platforms market study in the coming year, it has announced. 20 Apr 2017
The Financial Conduct Authority (FCA) will advise the UK government to prioritise open market access and "consistent global standards" as part of the Brexit negotiations, according to its business plan for the coming year. 19 Apr 2017
There are many arrangements that may be used to set up a collective investment scheme, but only certain ones can be used if that scheme is to be authorised by the Financial Conduct Authority (FCA).
On 1 April 2015, UK financial regulators the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) gained new competition law powers, which they can exercise concurrently with the Competition and Markets Authority (CMA).
Collective redress schemes, often referred to as 'compensation schemes', offer businesses an alternative means of righting wrongs committed against a particular class of individuals or customers quickly and economically. They have broad, cross-sector appeal....
Financial regulators have been using attestations for a number of years to obtain personal commitments from named individuals about a particular state of affairs at their firms. However, recent moves by the Financial Conduct Authority (FCA) and Prudential...
UK banking regulation is undergoing significant changes which will affect UK banks and foreign banks operating in the UK.
This is one of a series of guides on issues connected to ring-fencing and banking reform faced by banks. Other guides cover issues such as tax, real estate, employment, pensions, litigation and competition considerations.
Firms that offer 'streamlined' advice on a specific or limited range of client needs must still ensure that advice meets the usual suitability standards, the Financial Conduct Authority (FCA) has said. 18 Apr 2017
The UK's Financial Conduct Authority (FCA) has set out its planned approach to regulating the market for payment services under the new Payment Services Directive (PSD2). 13 Apr 2017
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More about Financial Regulation
Partner, Head of Financial Regulation