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Major financial firms operating in New York will face stiff cybersecurity obligations under a new regulation introduced in the city. 28 Feb 2017
European financial firms must improve their understanding and management of anti-money laundering (AML) and terrorist financing (TF) risk, the European Supervisory Authorities (ESAs) have said. 24 Feb 2017
There are many arrangements that may be used to set up a collective investment scheme, but only certain ones can be used if that scheme is to be authorised by the Financial Conduct Authority (FCA).
On 1 April 2015, UK financial regulators the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) gained new competition law powers, which they can exercise concurrently with the Competition and Markets Authority (CMA).
Collective redress schemes, often referred to as 'compensation schemes', offer businesses an alternative means of righting wrongs committed against a particular class of individuals or customers quickly and economically. They have broad, cross-sector appeal....
Financial regulators have been using attestations for a number of years to obtain personal commitments from named individuals about a particular state of affairs at their firms. However, recent moves by the Financial Conduct Authority (FCA) and Prudential...
UK banking regulation is undergoing significant changes which will affect UK banks and foreign banks operating in the UK.
This is one of a series of guides on issues connected to ring-fencing and banking reform faced by banks. Other guides cover issues such as tax, real estate, employment, pensions, litigation and competition considerations.
Requiring financial instruments to be cleared in a country that uses the same currency would increase costs and potentially "splinter" the existing global infrastructure of central counterparties (CCPs), Bank of England deputy governor Jon Cunliffe has said.... 24 Feb 2017
Financial technology (fintech) companies in Toronto will be given greater assistance to set up operations in the UK under a new cooperation agreement signed by financial regulators in the UK and Canada. 24 Feb 2017
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More about Financial Regulation
Partner, Head of Financial Regulation