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Plans to reform and improve competition in the investment consultancy and fiduciary management sectors have been published by the Competition and Markets Authority (CMA). 14 Dec 2018
Regulatory rules require administrators of self-invested personal pensions (SIPPs) to carry out due diligence on their customers' prospective investments, although the High Court has confirmed that they are not providing financial advice. 23 Nov 2018
This guide was last updated in August 2011.
Two former senior directors at the now-defunct investment company Keydata Investment Services have failed in their bids to overturn bans preventing them from performing regulated financial services roles. A decision to fine them has been upheld. 20 Nov 2018
Just 5% of the UK's largest corporate pension funds have a specific climate change policy, despite greater awareness of the potential impact of climate change on their investments, according to new research by Pinsent Masons, the law firm behind Out-Law.com.... 07 Nov 2018