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ANALYSIS: Insurers and reinsurers require clarity soon on whether passporting rights, or a workable equivalent, will remain in place in relation to cross-border policies after Brexit, or whether they will need to make alternative arrangements. 19 Sep 2017
The Financial Conduct Authority (FCA) has delayed its review of the impact of the Retail Distribution Review (RDR) until 2019 to coincide with a review it plans to undertake on the impact of the Financial Advice Market Review (FAMR) reforms, it has confirmed.... 04 Jul 2017
This guide is subject to UK law and was last updated in July 2013.
This guide is subject to UK law and was last updated in June 2012 .
This guide is subject to UK law and was last updated in June 2012.
This guide is subject to UK law and was last updated in June 2013.
This guide is subject to UK law and was last updated in October 2011. The Financial Services Authority (FSA) has published draft guidance on how simplified advice will fit into the new financial advice regime when the Retail Distribution Review (RDR)...
ANALYSIS: The Financial Conduct Authority (FCA) published a review last month of how investment advisory firms manage the transfer of clients during the acquisition of another firm, and stressed that the impact on clients must be considered and their needs... 02 Mar 2017
A long-standing legal test, that helps to determine whether professionals meet their duty of care to clients is not appropriate for determining whether UK investment advisers have sufficiently communicated with investors to be said to have provided suitable... 20 Sep 2016
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